The use of real-time heart rate monitors to assess arousal levels during canine behavioural testbatteries
DIAnA RAyMenT1, DR BeRT De GRoeF1, DR RICHARD PeTeRS2 AnD DR LInDA MARSTon1,31 Department of Agricultural Sciences, La Trobe University, Bundoora Victoria2 Department of Zoology, La Trobe University, Bundoora Victoria3 GOTAFE Department of Animal Sciences
An accurate, objective and reliable test to identify
testers having worked and trained together for
behavioural traits in pet dogs is thought to be an
several years. This exemplifies the issues plaguing a
important and useful tool in companion dog
behaviour-only approach to developing test protocols.
management and welfare. However, disagreement
The accurate interpretation of subtle canine
between interest groups as to how such tests should
behaviours is difficult, especially if the dog is
be constructed, administered and interpreted, has
apparently doing little. Understanding of canine
lead to confusion, distrust of results and worse, in
behaviour and communication requires attention to
some situations inaccurate interpretations resulting
subtle body language as well as gross body
in an animal’s death. This is partly due to a variation
movements, but the sheer volume of information
in focus between purebred and sporting enthusiasts,
incorporating these completely impractical for general
professionals (Taylor & Mills, 2006), and partly due to
use (Figure 1). Furthermore, even with extensive
a general lack of trust for test results due to the
training and experience, a tester's previous
haphazard way tests have been developed to date
experiences with dogs or breeds, and their own
(Bräm, Doherr, Lehmann, Mills, & Steiger, 2008;
understanding of canine nature, will inevitably
Diederich & Giffroy, 2006; Mornement, Coleman,
influence results where any subjective interpretation
of behaviour is required or allowed. Tests must bebased on easily observable, objective measures if the
Despite several decades of research into canine
results of tests carried out by one person, are going
behaviour, and much discussion about how tests
to aid interpretation of tests carried out by others. It
should be developed and assessed, we are still a long
seems unlikely that either of these two issues will be
way from having a practical, objective test that is
addressed fully while the focus of test developers
capable of providing reliable information about dogs.
Taylor and Mills (2006) stress the need forbehavioural tests to be objective, reliable and valid inorder for tests to be of useful, regardless of whetherthe test is being used for identifying sporting orworking dogs, or selecting a suitable pet from ashelter or pound. They also highlighted the differencebetween behavioural and temperament tests, theresults of the former being highly influenced bylearning and situational variables, while the latter(confirmed by assessing test-retest reliability overtime) being more reflective of a dog's inherent'personality'. Finally, the authors suggested thatsimilarities in the tests currently used by differentcanine interest groups, may indicate that a suitableseries of subtests could yield information useful inthe selection of dogs for pet, sporting and workingroles.
Figure 1 In many current behavioural tests, the behaviour ofthe dogs in this photo would score similarly due to the fact
Studies following that of Taylor and Mills (2006) have
that they are both lying down with similar body positions,
yielded reliability and validity results for test
despite their facial expressions and postures indicating
protocols, but even the most comprehensive tests
quite different responses to the situation. In order to
and evaluations have encountered issues with
accurately describe each dog's response, detailed
reliability - inter-rater reliability and concurrent validity
information about the size and shape of their eyes, the
in particular. For example, the test protocol
direction and focus of their gaze, the position of their
presented by Valsecchi et al. (2011) showed
mouth and tongue and their ear-set would all need to be
significant agreement between testers for many
behavioural traits, but not in two important areas,sociability with both people and dogs and the
Taylor and Mills (2006) proposed that the use of
interpretation of passive responses, despite the
relevant physiological measures might help reduce
issues with inter-rater reliability in behavioural tests.
Based on the results of the Swedish Dog Mentality
Physiological measures such as heart rate are both
objective and can be easily measured. However,
proposed a shy-bold 'super trait' in dogs, showing that
these measures will only be reflective of behavioural
'bold' dogs performed better across a range of
traits that are strongly affected by arousal. Almost a
working dog trials including tracking, search and
decade prior to the suggestion by Taylor and Mills
protection work, and that boldness scores correlated
(2006), Vincent and Leahy (1997) noticed that there
with scores for playfulness, curiosity-fearfulness and
was a relationship between heart rate variability of
sociability. Several other authors have studied the
guide dogs while on a training walk and how the dogs
shy-bold continuum in dogs, showing somewhat
normally responded to novelty and stress. Dogs
comparable results and indicating that these traits
described by trainers as 'calm and non-stress prone'
are generally stable over short periods of time. Traits
showed low mean baseline heart rates and smaller
that vary independently of the shy-bold super trait
variation in overall heart rate during training walks,
include chase-proneness, intelligence and overall
than those described by trainers as 'excitable and
aggression. While no studies correlating the shy-bold
stress-prone'. Similarly, Wright, Mills and Pollux
axis with physiological variables have yet been
(2012) showed that owner reports of poor impulse
published, Svartberg (2002) draws parallels between
control and a reduced tolerance of delayed rewards in
shy-bold axis and the emotionality-coping style model
pet dogs during a learning task, correlated with low
proposed by Koolhaas et al. (1999), which linked
urinary levels of serotonin and dopamine. Low
activity of the sympathetic and parasympatheticnervous systems to stress reactivity (termed
circulating levels of serotonin have been linked with
'emotionality') and characteristic behavioural patterns
anxiety disorders, characterised by intense or
for dealing with stressors (termed 'coping style')
prolonged stress during typically non-stressful
(Figure 2). While Starling, Branson, Thomson, and
situations, in people and other animals. Both of
McGreevy (2013) also suggest that aspects of the
these results indicate that a simple measure of
shy-bold continuum could be analogous to the
arousal, such as heart rate, could be applied within a
emotionality-coping styles model, the relationship
behavioural test protocol to aid understanding of the
between these two models remains unclear, limiting
the application of findings from studies of the shy-
Within the field of canine behavioural research, study
bold continuum to those based on the emotionality-
into the biological basis of temperament and
behavioural traits stems primarily from two areas. Firstly, behavioural biochemistry has been studiedfrequently as the basis for diagnostic and treatmentoptions for maladaptive stress-related and aggressivebehaviours in dogs, treatment of which now oftenincludes psychotropic drugs like Valium and Prozac. Studies in this area have tended to focus on thefunction (or lack of function) of key neurotransmitters,such as serotonin and dopamine, occurring alongsidespecific behavioural syndromes (Riva, Bondiolotti,Michelazzi, Verga, & Carenzi, 2008; Rosado, García-Belenguer, León, Chacón, Villegas, & Palacio, 2010). Secondly, selection of working dogs has lead to asteadily increasing focus on the heritability ofmeasurable temperament traits (Kubinyi, Sasvari-Szekely, & Miklosi, 2011; Meyer, Schawalder, Gaillard,& Dolf, 2012; Takeuchi, Hashizume, Arata, Inoue-
FIGURe 2 The dual axes model of 'emotionality-coping style'
Murayama, Maki, Hart, & Mori, 2009; Wilsson &
proposed by Koolhaas, De Boer, Buwalda, and Van Reenen
Sundgren, 1997). Due to the different focuses of
(2007). In this model, the typical behavioural response of a
each area of research into the biochemical and
stressed animal falls along a horizontal 'coping style' axis,
genetic basis of temperament, no clear picture of the
while the vertical 'emotionality' axis indicates how easily
physiology controls temperament has emerged.
one limitation of the current literature on the ‘shy-
However, the broad traits of fearfulness/fearlessness,
bold’ axis in dogs is that test methodologies have
reactivity/impulsivity and sociability have consistently
focused upon 'proactive' coping styles, i.e. those
appeared to correlate with each other, which could be
characterised by active avoidance or approach of the
indicative of a 'higher-order' trait observed in a
stressor (Koolhaas et al., 2007) which fall on the far
number of mammalian species termed the ‘shy-bold
right of the graph in Figure 2. Behavioural tests
axis’, suggested to have some physiological basis
commonly presented in the shy-bold literature are
scored based on intensity of gross behaviour
repertoires, placing animals that actively avoid a
development of questionnaires based on personality
stressor at one end of the continuum with those
descriptions by people well known to the dog (Ley,
actively approaching a stressor at the other. However,
Bennett, & Coleman, 2009; Ley, McGreevy, &
these tests fail to include subtle communications of
Bennett, 2009), as these have proved to be quite
passively responding dogs during tests and instead
reliable when used for human studies. However,
group all passively responding dogs together
variation in definitions of traits like 'friendly and
regardless of arousal level (Horváth, Igyártó, Magyar,
sociable' between studies limits the use of these
& Miklósi, 2007; Svartberg, 2002). This presents a
questionnaires for behavioural test development, as
significant limitation in the broader application of
we cannot compare directly between personality
these findings, as differentiation between dogs
traits described owners and behaviours observed in
experiencing a negligible level of stress (i.e. those in
tests. These limitations highlight the importance of
the 'docile' quadrant of Figure 2), and those that are
objective test measures in obtaining accurate
stressed but respond in a passive manner (i.e. those
information about dogs, although it appears that, at
in the 'shy' quadrant of Figure 2), is not taking place.
this point in time, using multiple questionnaires to
Koolhaas et al. (2007) also points out that despite
allow comparisons to be made between multiple
animals having a characteristic behavioural style for
dealing with stressors, or 'default strategy', which is
our research project seeks to evaluate a number of
indicative of their temperament, the behaviour of an
behavioural test battery subtests currently used in
individual is highly situation-dependent. This is
behavioural tests or proposed in the literature, using
because animals will choose the strategy perceived to
measures of both behaviour and real-time heart rate
work most effectively in reducing stress, a choice that
recordings. A total of 16 interactive and 25 sound-
is influenced by both previous learning and the level
based subtests that have shown some promise for
of threat perceived by the animal during the
eliciting a variety of behaviours in a test situation,
encounter. Few studies in the shy-bold continuum
were selected from the literature. one hundred and
literature acknowledge these limitations, failing to
eighty dogs of various breeds and cross-breeds were
address the requirements for multiple subtests to
brought into the testing facility by their owners and
determine the 'default' strategy of the animal, while
were subjected to the same 60-minute protocol by
ensuring that all animals tested experience equal
the same tester. All dogs wore a Polar RS800CX
levels of stress during each subtest. Careful test
telemetric heart rate monitor throughout the tests,
design and an objective assessment of arousal levels
and were also video recorded to allow accurate
to indicate perceived stress, such as heart rate, could
scoring of behaviours at a later date. Blood samples
potentially address both of these issues in
were collected on arrival at the facility and directly
following the tests, to allow heart rate results to be
To further complicate test development, behavioural
compared to changes in plasma cortisol and prolactin
tests of dogs are often compared against owner
levels over the test, as additional indicators of stress
reports of their dogs' typical behaviour in order to
intensity. While the tests were conducted, owners
assess how accurately the test reflects the dogs' true
were asked to fill out a questionnaire about
nature. This information is often gathered via a
themselves and their dogs, which included
questionnaire, asking the owners to indicate how
demographic questions, the Canine Behavioural and
often their dog behaves a certain way, or how they
Research Questionnaire (CBARQ), the Dog Impulsivity
think their dog 'feels' about a particular situation. In
Assessment Survey (DIAS) and the Monash Dog-
an effort to overcome issues of owner bias and poor
owner Relationship Survey (M-DoRS). Results
quality descriptions of pet dog behaviour as reported
obtained during the tests will be compared to results
by Mariti et al. (2012) and Tami & Gallagher (2009),
obtained from the owner-questionnaires, in order to
design of owner report questionnaires has trended
ascertain whether the behaviour seen during the test
away from subjective descriptions of behaviour, like
was typical of owner perceptions of the dogs'
'my dog appears happy when visitors arrive', in favour
of physical descriptions of behaviour such as 'my dog
While no formal evaluations of test results have been
freely approaches visitors with his tail wagging and
carried out as yet, a wide variety of behaviours and
mouth open', with the frequency or intensity of the
patterns were observed and several interesting
behaviour scored against numerical scales (Hsu &
preliminary results were noted during testing. Dogs
Serpell, 2003). While this approach limits subjectivity
with a reported history of separation-related anxiety
of owner reports to a degree, the focus on frequency
maintained high baseline heart rates throughout the
of gross dog behaviours such as barking, growling,
test, with a noticeable drop in heart rate at the onset
baring of teeth and lunging (Hsu & Serpell, 2003) and
of each subtest that produced a response. This
relative lack of subtle behavioural indicators of
pattern was opposite to that shown by all other dogs,
stress, such as lip licking or averting of gaze, means
who maintained a lower baseline heart rate with an
this method also suffers from an inability to properly
increase at the start of each subtest that produced a
identify stressed, but passively responding dogs.
stress response. However, these dogs showed less
Some research focus has been directed towards the
variation overall than dogs who appeared to
experience a similar level of overall stress throughout
Koolhaas, J., De Boer, S., Buwalda, B., & Van Reenen, K. (2007).
the test, that was not related to being separated from
Individual Variation in Coping with Stress: A Multidimensional
their owners (i.e. dogs with pronounced fear
Approach of Ultimate and Proximate Mechanisms. Brain, Behavior
responses to sounds or novel objects). Dogs that
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well to new situations and being relatively 'non-stress
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About the authorDiana Rayment is a PhD candidate at La TrobeUniversity's Melbourne Campus, under thesupervision of Dr Bert De Groef, Dr Linda Marstonand Dr Richard Peters. She has several years'experience in veterinary nursing and as aprofessional dog trainer, where she developed herinterest and passion for companion dog behaviourand the human-dog relationship. She currentlylectures La Trobe's undergraduate students aboutcompanion animal issues in modern society. Diana Raymentemail: D.Rayment@latrobe.edu.au
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